The Alternative Investment Management Association has opened a new office in Washington DC to support the association’s growing membership and government affairs work in the US
Fidelity Investment’s Bitcoin custody service is seeing a large interest from crypto native hedge funds, according to Tom Jessop, head of the business at Fidelity Investment
State Street and The US Securities and Exchange Commission are in discussions for possible settlement on allegations of overcharging asset clients
JP Morgan Chase Bank will pay more than $135 million to settle charges of improper handling of “pre-released” ADRs, according to the SEC
BNY Mellon will pay more than $54 million to settle charges of improper handling of 'pre-released' American depositary receipts, the Securities and Exchange Commission has revealed
The Securities and Exchange Commission has appointed Jeffrey Mooney as associate director of the office of clearance and settlement in the agency’s division of trading and markets
Anthony Kelly, co-chief of the enforcement division’s asset management unit at The Securities and Exchange Commission will be leaving the agency this November after more than 18 years of service
The OFR noted that early academic studies found that cost savings associated with adoption of the LEI approached $1 billion annually
